Tier III: Investment Advisory Service

Compliance with PwC independence requirements

  • Custody assets with an approved independent custodian (TD Ameritrade)
  • All investments are precleared though CheckPoint and monitored for compliance with Independence rules


Independent management of non-PwC assets utilizing our institutional approach to asset allocation and diversification:

  • We provide access to institutional class funds and alternative investments that are not generally available to the public.
  • Model allocations are provided for PwC plans for our client to implement.
  • Quarterly reporting is provided on assets we directly manage.
  • We will consult with clients remotely on an annual basis.


Fee: 1% of assets directly managed up to $1 million, then declining. $100,000 minimum (excludes PwC qualified plans).